Status of legal proceedings (LGL_PRCDNG_STTS)

Edition: second edition Veröffentlicht: 27.05.2019 aktuell Zum Quelldokument →

Definition: Status of legal proceedings. The status of legal proceedings covers the categories describing a counterparty’s legal status in relation to its solvency based on the national legal framework. The NCB should transpose these values (listed below) into the national legal framework. In due course, a reference table will be prepared by each NCB to facilitate the interpretation and comparison of these values across countries.

Reporting qualification: This data attribute is reported for all debtors resident in a reporting Member State to which at least one instrument has been originated at or after 1 September 2018. 34 The NACE Rev.2 Manual is available at https://ec.europa.eu/eurostat/documents/3859598/5902521/KS-RA-07-015-EN.PDF. Revision mark: clarification is included concerning the use of “not required” Revision mark: clarification is added that there is no link between “economic activity” and “institutional sector” 31 May 2019 AnaCredit Reporting Manual – Part II – Datasets and data attributes A general reporting obligation applies for other debtors, protection providers, head office undertakings, immediate and ultimate parent undertakings, originators and servicers resident in a reporting Member State. However, the relevant NCB may decide not to collect this information from individual reporting agents (cf. Table 2 in Annex III to the AnaCredit Regulation). In the case of reporting agents, observed agents and creditors resident in an RMS, the value “not required” is reported. This data attribute is not required for counterparties not resident in an RMS. A general reporting obligation only applies for debtors not resident in an RMS to which at least one instrument has been originated at or after 1 September 2018, and for protection providers. However, the relevant NCB may decide not to collect this information from individual reporting agents (cf. Table 3 in Annex III to the AnaCredit Regulation). When this data attribute is not required by the relevant NCB, the value “not required” is reported.

Values: One of the following values is reported in the data attribute “Status of legal proceedings”. Table 138 Values of the data attribute “status of legal proceedings” Status of legal proceedings Description No legal actions taken is reported if no legal actions have been taken concerning the solvency or indebtedness of a counterparty. Under judicial administration, receivership or similar measures is reported if any proceedings have been taken involving the intervention of a judicial body or similar aimed at reaching a refinancing agreement among the creditors, with the exception of any bankruptcy or insolvency proceedings. Bankruptcy/insolvency is reported if collective and binding bankruptcy or insolvency proceedings under judicial control have taken place, which entail the partial or total divestment of a counterparty and the appointment of a liquidator. Other legal measures is reported if legal measures other than those already specified have been applied in relation to the counterparty. General reporting instructions, specific cases and examples This data attribute is intended to contain, to the extent possible, “objective” information, i.e. information that represents the actual situation of the counterparty at a given point in time and is independent of the specific observed agent reporting it. A value other than “no legal actions taken” is thus not only to be reported if the respective observed agent has taken some form of legal action, but also when the reporting agent is aware that some sort of legal action has been taken against the counterparty by a third party (e.g. by a distinct reporting agent). Revision mark: clarification is included concerning the use of “not required” 31 May 2019 AnaCredit Reporting Manual – Part II – Datasets and data attributes Moreover, as the attribute relates directly to the legal entity, it is only reported in the counterparty reference data record of the head office undertaking (which represents the legal entity). Consequently, in the case of foreign branches, the value “non- applicable” is reported in the respective reference data record. Nevertheless, for special funds, a value other than “non-applicable” is reported because the solvency of a special fund is independent of the solvency of the managing financial corporation that manages it. Please refer to Section 12.2.2.3 for more information about the applicability and scope of counterparty reference data attributes for foreign branches and special funds).

Veröffentlicht: 06.02.2026 aktuell Zum Quelldokument →

Ausprägungen des Datenfelds sind: Keine rechtlichen Schritte ergriffen Unter gerichtlicher Verwaltung, Zwangsverwaltung oder ähnlichen Maßnahmen Dazu gehören: Anordnung vorläufiger Maßnahmen durch das Insolvenzgericht nach §§ 21,22 InsO für den Fall, dass ein Insolvenzplanverfahren zu erwarten ist, Insolvenzplan nach Teil sechs InsO, Insolvenz in Eigenverwaltung nach § 270b InsO; nur für Kreditinstitute als Schuldner: Maßnahmen der Bundesanstalt für Finanzdienstleistungsaufsicht bei Gefahr nach § 46 (1) S. 2 Nr. 4-6 KWG, Reorganisationsverfahren nach dem KredReorgG. Konkurs/Insolvenz Eröffnung des Insolvenzverfahrens, sofern keine Aussicht/Antrag auf einen Insolvenzplan gegeben ist, Abweisung mangels Masse. Andere rechtliche Maßnahmen Dazu gehören: Vom Berichtspflichtigen ausgesprochene oder dem Berichtspflichtigen bekannt gewordene Kreditkündigungen, soweit diese aus Bonitätsgründen ausgesprochen wurden (nicht etwa bei sonstigen Kündigungen aufgrund von Covenant-Verstößen etc.), außergerichtliche Sicherheitenverwertung, gerichtliche Mahnverfahren, soweit diese auf Solvenzgründen beruhen, vorläufige und finale Maßnahmen der Einzelzwangsvollstreckung (8. Buch ZPO) sowie in Bezug auf Grundstücke: 1 https://www.bundesbank.de/de/service/meldewesen/bankenstatistik/kundensystematik Deutsche Bundesbank Statistik Richtlinien Juli 2026 6.66 Kreditdaten- statistik Zwangsversteigerung oder Zwangsverwaltung außerhalb der Insolvenz, soweit diese vom Berichtspflichtigen initiiert oder dem Berichtspflichtigen bekannt geworden sind, Anordnung von Frühinterventionsmaßnahmen nach § 36 SAG, Anordnung von Abwicklungsmaßnahmen nach dem SAG. Falls noch niemals rechtliche Schritte bei einem Vertragspartner ergriffen wurden, soll das Datenfeld Status von Gerichtsverfahren mit dem Wert „keine rechtlichen Schritte ergriffen“ gemeldet werden. Eine Meldung des Status von Gerichtsverfahren geht immer mit der Meldung der zugehörigen Datumsangabe einher. Eine Meldung des Status von Gerichtsverfahren ohne das zugehörige Datum ist nicht zulässig.